-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S5A+Hh2QuYxBForNtSMYHuD/sV/yTNbuQKvwoqKKzrnKgdcOm1jTEiQ1MQeOZN8/ DKp+37OnwcXV/02yp/c1Kw== 0000893220-06-002116.txt : 20060929 0000893220-06-002116.hdr.sgml : 20060929 20060929130034 ACCESSION NUMBER: 0000893220-06-002116 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060929 DATE AS OF CHANGE: 20060929 GROUP MEMBERS: SAFEGUARD DELAWARE, INC. GROUP MEMBERS: SAFEGUARD SCIENTIFICS (DELAWARE), INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CLARIENT, INC CENTRAL INDEX KEY: 0001038223 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 752649072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53093 FILM NUMBER: 061116454 BUSINESS ADDRESS: STREET 1: 33171 PASEO CORVEZA CITY: SAN JUAN CAPISTRANO STATE: CA ZIP: 92675 BUSINESS PHONE: 9494433355 MAIL ADDRESS: STREET 1: 33171 PASEO CERVEZA CITY: SAN JUAN CAPISTRANO STATE: CA ZIP: 92675 FORMER COMPANY: FORMER CONFORMED NAME: CHROMAVISION MEDICAL SYSTEMS INC DATE OF NAME CHANGE: 19970423 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD SCIENTIFICS INC CENTRAL INDEX KEY: 0000086115 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 231609753 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 435 DEVON PARK DR STREET 2: BLDG 800 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6102930600 MAIL ADDRESS: STREET 1: 435 DEVON PARK DR STREET 2: BLDG 800 CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD INDUSTRIES INC DATE OF NAME CHANGE: 19810525 FORMER COMPANY: FORMER CONFORMED NAME: SAFEGUARD CORP DATE OF NAME CHANGE: 19690521 SC 13D/A 1 w25577sc13dza.htm AMENDMENT #9 TO SCHEDULE 13D sc13dza
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 9 )*

Clarient, Inc.
(Name of Issuer)
Common Stock, $0.01 Par Value Per Share
(Title of Class of Securities)
180489 10 6
(CUSIP Number)
Steven J. Feder, Senior Vice President & General Counsel
Safeguard Scientifics, Inc.
435 Devon Park Drive, Building 800
Wayne, PA 19087-1945
(610) 293-0600
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
September 22, 2006
(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


 

                     
CUSIP No.
 
180489 10 6 

 

           
1   NAMES OF REPORTING PERSONS:

Safeguard Scientifics, Inc.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
 
  23-1609753
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY:
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS):
   
  WC
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Pennsylvania
       
  7   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 8   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   45,324,277
       
EACH 9   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH 10   SHARED DISPOSITIVE POWER:
     
    45,324,277
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  45,324,277
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  þ*
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
   
  61.1% (See Item 5)
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO
 
*   Excludes an aggregate of 20,641 shares of common stock held by certain executive officers and directors of Reporting Persons and 21,354 shares that have been pledged to Safeguard Scientifics, Inc. as collateral for a loan it provided to a former officer. Reporting persons disclaim beneficial ownership of such shares.


 

                     
CUSIP No.
 
180489 10 6 

 

           
1   NAMES OF REPORTING PERSONS:

Safeguard Delaware, Inc.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
 
  52-2081181
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY:
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS):
   
  WC
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  7   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 8   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   41,885,556
       
EACH 9   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH 10   SHARED DISPOSITIVE POWER:
     
    41,885,556
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  41,885,556
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  þ*
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
   
  56.5% (See Item 5)
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO
 
*   Excludes an aggregate of 20,641 shares of common stock held by certain executive officers and directors of Reporting Persons and 21,354 shares that have been pledged to Safeguard Scientifics, Inc. as collateral for a loan it provided to a former officer. Reporting persons disclaim beneficial ownership of such shares.


 

                     
CUSIP No.
 
180489 10 6 

 

           
1   NAMES OF REPORTING PERSONS:

Safeguard Scientifics (Delaware), Inc.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
 
  51-0291171
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY:
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS):
   
  WC
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  7   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 8   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   3,438,721
       
EACH 9   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH 10   SHARED DISPOSITIVE POWER:
     
    3,438,721
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,438,721
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  þ*
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
   
  4.8% (See Item 5)
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO
 
*   Excludes an aggregate of 20,641 shares of common stock held by certain executive officers and directors of Reporting Persons and 21,354 shares that have been pledged to Safeguard Scientifics, Inc. as collateral for a loan it provided to a former officer. Reporting persons disclaim beneficial ownership of such shares.


 

CUSIP No. 180489 10 6   13D    
This Amendment No. 9 to Schedule 13D amends and supplements the Schedule 13D, as amended, previously filed by the Reporting Persons relating to the ownership of the common stock, $0.01 par value per share (“Common Stock”), of Clarient, Inc., a Delaware corporation (the “Company”), as described in the following items:
ITEM 2. IDENTITY AND BACKGROUND
The disclosure previously contained in paragraph (a) — (c) of Item 2 is amended and restated in its entirety as follows:
(a) — (c) This Schedule 13D is being filed by Safeguard Scientifics, Inc. (“Safeguard”), Safeguard Delaware, Inc. (“SDI”) and Safeguard Scientifics (Delaware), Inc. (“SSDI”) (collectively, the “Reporting Persons” and, individually, a “Reporting Person”). Safeguard is a publicly-traded company that builds value in high-growth, information technology and life sciences companies. SDI and SSDI are wholly-owned subsidiaries of Safeguard. Set forth in Schedule I annexed hereto are the name, identity and background of each Reporting Person and set forth in Schedules II, III and IV is the information required by Item 2 of Schedule 13D about the identity and background of each Reporting Person’s directors, executive officers and controlling persons, if any.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Item 3 is amended to include the following:
In connection with the Company’s acquisition of substantially all of the assets of Trestle Holdings, Inc. and Trestle Acquisition Corp. (“Trestle Transaction”), on September 22, 2006, SDI purchased from the Company 4,162,042 shares of Company common stock, together with a warrant to purchase an additional 624,306 shares of common stock, for an aggregate purchase price of $3 million. The exercise price of the warrant is $0.98 per share. The warrant is exercisable until September 23, 2010. Safeguard used its general working capital to fund the purchase.
ITEM 4. PURPOSE OF TRANSACTION
The purpose of the transaction described in Item 3 above was to provide the Company with capital to help it fund the Trestle Transaction. Safeguard intends to review, from time to time, its interest in the Company in light of the Company’s business, financial condition, results of operations and prospects, economic and industry conditions, as well as other developments relating to the Company and other acquisition opportunities available to Safeguard. Based upon these considerations, Safeguard may seek to acquire additional shares of the Company, or to dispose of all or a portion of its shares of the Company.
Safeguard has a strategic relationship with the Company and, accordingly, three employees of Safeguard are currently members of the Board of Directors of the Company. In addition, Safeguard representatives routinely consult with, and provide assistance to, the management of the Company in the development and implementation of strategic objectives for the operation and management of the Company’s business. Safeguard anticipates that this strategic relationship will continue.
Safeguard reserves the right to change its plans and intentions at any time and to take any action, with respect to the Company or any of its equity securities, in any manner permitted by law.
Other than as set forth in Item 3 or Item 4 of this statement or as disclosed in previous amendments to Schedule 13D, each Reporting Person currently has no plan or proposal which relates to, or may result in, any of the matters listed in Items 4(a) — (i) of Schedule 13D (although each Reporting Person reserves the right to develop such plans).
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
The disclosure previously contained in Item 5 is amended and restated in its entirety as follows:
The table below sets forth the aggregate number of shares and percentage of the Company’s outstanding shares of Common Stock beneficially owned by each Reporting Person. Except as otherwise noted, each person listed has sole voting and dispositive power over all shares listed opposite its name.

 


 

CUSIP No. 180489 10 6   13D    
No Reporting Person or director or executive officer of a Reporting Person listed on Schedules II through IV annexed hereto has consummated any transaction in the Company’s shares during the past 60 days other than as set forth herein.
                 
    Beneficial Ownership  
    Number of     Percentage  
    Shares     of Total (1)  
Safeguard Scientifics, Inc. (2)(3)
    45,324,277       61.1 %
Safeguard Delaware, Inc. (3)(4)(5)
    41,885,556       56.5 %
Safeguard Scientifics (Delaware), Inc. (3)(5)
    3,438,721       4.8 %
 
(1)   For purposes of this schedule, the percentage of ownership calculations are based upon 71,135,845 shares (66,973,803 outstanding common shares as reported in the Company’s Form 10-Q for the quarter ended June 30, 2006 plus the 4,162,042 common shares acquired by SDI) and an aggregate of 3,002,956 warrants held by SDI also are included; however, warrants, options or other derivative securities held by others are excluded.
 
(2)   Includes the 38,882,600 directly held shares and warrants to purchase 3,002,956 shares beneficially owned by SDI and the 3,438,721 shares beneficially owned by SSDI. Safeguard is the sole stockholder of each of SDI and SSDI. Safeguard and each of SDI and SSDI have reported that Safeguard, together with each of SDI and SSDI, respectively, have shared voting and dispositive power with respect to the shares beneficially owned by each of SDI and SSDI, respectively.
 
(3)   Excludes an aggregate of 20,641 shares of common stock held by certain executive officers and directors of Reporting Persons and 21,354 shares that have been pledged to Safeguard Scientifics, Inc. as collateral for a loan it provided to a former officer, of which Safeguard disclaims beneficial ownership.
 
(4)   Includes warrants to purchase 3,002,956 shares.
 
(5)   SDI and SSDI are wholly-owned subsidiaries of Safeguard.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER.
In addition to the agreements previously filed as exhibits to Schedule 13D and amendments thereto, SDI and the Company are parties to the Securities Purchase Agreement dated September 22, 2006, pursuant to which SDI acquired the shares and warrants as described in Item 3.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
     
EXHIBIT NO.   DESCRIPTION
99.23
  Securities Purchase Agreement, dated September 22, 2006, by and between Clarient, Inc. and Safeguard Delaware, Inc. (incorporated by reference to Exhibit 10.1 of the Current Report on Form 8-K filed on September 25, 2006 by Clarient, Inc. (SEC File No. 000-22677))
99.24
  Form of Common Stock Warrant to be issued pursuant to the Securities Purchase Agreement, dated September 22, 2006 (incorporated by reference to Exhibit 10.2 of the Current Report on Form 8-K filed on September 25, 2006 by Clarient, Inc. (SEC File No. 000-22677))

 


 

CUSIP No. 180489 10 6   13D    
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
         
Date: September 27, 2006   Safeguard Scientifics, Inc.
 
       
 
  By:   STEVEN J. FEDER
 
       
 
      Steven J. Feder
Senior Vice President & General Counsel
 
       
    Safeguard Delaware, Inc.
 
       
Date: September 27, 2006
  By:   STEVEN J. FEDER
 
       
 
      Steven J. Feder
Vice President
 
       
Date: September 27, 2006   Safeguard Scientifics (Delaware), Inc.
 
       
 
  By:   STEVEN J. FEDER
 
       
 
      Steven J. Feder
Vice President

 


 

CUSIP No. 180489 10 6   13D    
SCHEDULE I
1.   Safeguard Scientifics, Inc.
 
    Safeguard Scientifics, Inc., a Pennsylvania corporation (“Safeguard”), owns all of the outstanding capital stock of Safeguard Delaware, Inc., a Delaware corporation (“SDI”), and Safeguard Scientifics (Delaware), Inc., a Delaware corporation (“SSDI”). Safeguard has an address at 435 Devon Park Drive, Building 800, Wayne, PA 19087-1945. Safeguard is a publicly-traded company that builds value in high-growth information technology and life sciences companies. See Schedule II with respect to the executive officers and directors of Safeguard as of the date of this amendment to Schedule 13D.
 
2.   Safeguard Delaware, Inc.
 
    SDI is a wholly-owned subsidiary of Safeguard. SDI is a holding company and has an office at 103 Springer Building, 3411 Silverside Road, P.O. Box 7048, Wilmington, DE 19803. Schedule III provides information about the executive officers and directors of SDI as of the date of this amendment to Schedule 13D.
 
3.   Safeguard Scientifics (Delaware), Inc.
 
    SSDI is a wholly-owned subsidiary of Safeguard. SSDI is a holding company and has an office at 103 Springer Building, 3411 Silverside Road, P.O. Box 7048, Wilmington, DE 19803. Schedule IV provides information about the executive officers and directors of SSDI as of the date of this amendment to Schedule 13D.

 


 

CUSIP No. 180489 10 6   13D    
SCHEDULE II
EXECUTIVE OFFICERS AND DIRECTORS OF SAFEGUARD SCIENTIFICS, INC.
         
Name   Present Principal Employment   Business Address
Executive Officers*
       
Peter J. Boni
  President and Chief Executive Officer   Safeguard Scientifics, Inc.
 
      435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
James A. Datin
  Executive Vice President and Managing   Safeguard Scientifics, Inc.
 
  Director, Life Sciences   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
Christopher J. Davis
  Executive Vice President and Chief   Safeguard Scientifics, Inc.
 
  Administrative & Financial Officer   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
John A. Loftus
  Executive Vice President and Managing   Safeguard Scientifics, Inc.
 
  Director, Information Technology   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
Steven J. Feder
  Senior Vice President & General   Safeguard Scientifics, Inc.
 
  Counsel   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
Directors*
       
Peter J. Boni
  Same as above   Same as above
Julie A. Dobson
  Former COO, TeleCorp PCS; Former   c/o Safeguard Scientifics, Inc.
 
  President, Bell Atlantic Mobile   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
Robert E. Keith, Jr.
  Managing Director, TL Ventures   TL Ventures
 
      435 Devon Park Drive, Bldg. 700
 
      Wayne, PA 19087
Andrew E. Lietz
  Managing Director, Rye Capital   c/o Safeguard Scientifics, Inc.
 
  Management, LLC   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
George MacKenzie
  Retired Vice Chairman, Hercules, Inc.   c/o Safeguard Scientifics, Inc.
 
      435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
George D. McClelland
  Independent Director   c/o Safeguard Scientifics, Inc.
 
      435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
Jack L. Messman
  Former Chairman, President and CEO,   c/o Safeguard Scientifics, Inc.
 
  Novell, Inc.   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
John W. Poduska Sr.
  Independent Consultant   c/o Safeguard Scientifics, Inc.
 
      435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
John J. Roberts
  Retired Global Managing Partner,   c/o Safeguard Scientifics, Inc.
 
  PricewaterhouseCoopers   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
 
*   All Executive Officers and Directors are U.S. Citizens.

 


 

CUSIP No. 180489 10 6   13D    
SCHEDULE III
EXECUTIVE OFFICERS AND DIRECTORS OF SAFEGUARD DELAWARE, INC.
         
Name   Present Principal Employment   Business Address
Executive Officers*
       
Peter J. Boni
  President and Chief Executive Officer,   Safeguard Scientifics, Inc.
 
  Safeguard Scientifics, Inc.   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
Christopher J. Davis
  Executive Vice President and Chief   Safeguard Scientifics, Inc.
 
  Administrative & Financial Officer,   435 Devon Park Drive, Building 800
 
  Safeguard Scientifics, Inc.   Wayne, PA 19087
Steven J. Feder
  Senior Vice President & General Counsel,   Safeguard Scientifics, Inc.
 
  Safeguard Scientifics, Inc.   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
Directors*
       
Deirdre Blackburn
  Manager, Legal Systems & Corporate   Safeguard Scientifics, Inc.
 
  Secretary, Safeguard Scientifics, Inc.   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
Christopher J. Davis
  Same as above   Same as above
Steven Grenfell
  Vice President, Operations, Safeguard   Safeguard Scientifics, Inc.
 
  Scientifics, Inc.   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
 
*   All Executive Officers and Directors are U.S. Citizens.

 


 

CUSIP No. 180489 10 6   13D    
SCHEDULE IV
EXECUTIVE OFFICERS AND DIRECTORS OF SAFEGUARD SCIENTIFICS (DELAWARE), INC.
         
Name   Present Principal Employment   Business Address
Executive Officers*
       
Peter J. Boni
  President and Chief Executive Officer,   Safeguard Scientifics, Inc.
 
  Safeguard Scientifics, Inc.   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
Christopher J. Davis
  Executive Vice President and Chief   Safeguard Scientifics, Inc.
 
  Administrative & Financial Officer,   435 Devon Park Drive, Building 800
 
  Safeguard Scientifics, Inc.   Wayne, PA 19087
Steven J. Feder
  Senior Vice President & General Counsel,   Safeguard Scientifics, Inc.
 
  Safeguard Scientifics, Inc.   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
Directors*
       
Deirdre Blackburn
  Manager, Legal Systems & Corporate   Safeguard Scientifics, Inc.
 
  Secretary, Safeguard Scientifics, Inc.   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
Christopher J. Davis
  Same as above   Same as above
Steven Grenfell
  Vice President, Operations, Safeguard   Safeguard Scientifics, Inc.
 
  Scientifics, Inc.   435 Devon Park Drive, Building 800
 
      Wayne, PA 19087
 
*   All Executive Officers and Directors are U.S. Citizens.

 

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